Negotiating Risk, Seeking Security, Eroding Solidarity
£13.46
Financial Planners, Investment Advisers & Broker-Dealers
Sale price
£63.74
Regular price
£84.99
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Financial Planners, Investment Advisers & Broker-Dealers
Oversight & Access to Registration Information
Sale price
£63.74
Regular price
£84.99
Out of stock
Consumers are increasingly turning for help to financial planners--individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products, and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness of this regulation; and the advantages and disadvantages of alternative regulatory approaches.
- ISBN-13
- 9781622578375
- Publisher
- Nova Science Publishers Inc
- Publication date
- 14 March 2013
- Format
- Paperback
- Pages
- 87
- Dimensions
- 230 x 155 mm
- Language
- English
